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class="contArticle"> <span>作者:佚名</span> <span>来源:本站整ç?/span> <span>发布时间ï¼?020å¹?1æœ?6æ—?/span> <span>点击数: <script language="JavaScript" type="text/JavaScript" src="/Common/GetHits.aspx?id=14184"></script> </span> <span>ã€?a href="/User/Content/Favorite.aspx?Action=add&Id=14184">收藏</a>ã€?/span> <span>ã€?a href="/Print.aspx?id=14184">打印文章</a>ã€?/span> </span> <span><span id="content_AdminEdit"></span> <script type="text/javascript"> function CheckAdminStatus(id) { var x=new AjaxRequest('XML',''); x.para = ['itemId='+id]; x.post('admineditcheck','/ajax.aspx',function(s) { var xml = x.createXmlDom(s); var status = xml.getElementsByTagName("status")[0].firstChild.data; if(status=='OK') { var managedir = "/Common/GetContentEdit.aspx?itemId=14184" ; document.getElementById("content_AdminEdit").innerHTML = "ã€?a href='" + managedir + "' target='_blank'>进入后台编辑</a>ã€?; } }); } CheckAdminStatus(14184); </script></span> <span> <span id="content_signin"></span><span 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case "SigninOutTime": document.getElementById("content_signin").innerHTML = "【已过签收截止时间ã€?; break; } } ); } GetContentSigninStatus('14184'); </script></span> </div> <div class="c_content_text"> <div class="c_content_overflow" id="fontzoom"> <p style="margin: 0px; padding: 5px 0px; border: 0px; font-family: 宋体; list-style-type: none; color: rgb(51, 51, 51); font-size: 14px;">   ä¸ºè´¯å½»è½å®žä¸­å¤®ç»æµŽå·¥ä½œä¼šè®®å…³äºŽç¨³æ­¥æŽ¨è¿›æ–°ä¸‰æ¿æ”¹é©çš„重要部署,规范公募基金投资新三板挂牌股票(以下简称挂牌股票)行为,推动公募基金行业更好服务中小企业和民营企业发展,证监会起草了《公开募集证券投资基金投资全国中小企业股份转让系统挂牌股票指引(征求意见稿)》(以下简称《指引》),现向社会公开征求意见ã€?/p> <p style="margin: 0px; padding: 5px 0px; border: 0px; font-family: 宋体; list-style-type: none; color: rgb(51, 51, 51); font-size: 14px;">  《指引》共15条,主要包括以下内容:一是明确基金管理人参与要求。基金管理人应当具备相应投研能力,配备充足投研人员。二是规范基金投资范围。允许股票基金、混合基金、债券基金投资新三板精选层股票。三是加强流动性风险管理。要求基金管理人投资流动性良好的精选层股票,并审慎确定投资比例。四是规范公募基金估值。基金管理人和基金托管人应当采用公允估值方法对挂牌股票进行估值,当股票价值存在重大不确定性且面临潜在大额赎回申请时,可启用侧袋机制。五是强化信息披露及风险揭示。要求基金在定期报告中披露持有挂牌股票情况,在法律文件中揭示特有风险。六是加强投资者适当性管理。要求基金管理人会同销售机构,做好基金产品风险评级、投资者风险承受能力识别、投资者教育等工作ã€?/p> <p style="margin: 0px; padding: 5px 0px; border: 0px; font-family: 宋体; list-style-type: none; color: rgb(51, 51, 51); font-size: 14px;">  欢迎社会各界对《指引》提出宝贵意见,证监会将根据公开征求意见情况,进一步完善《指引》并履行程序后发布实施ã€?/p> <p style="margin: 0px; padding: 5px 0px; border: 0px; font-family: 宋体; list-style-type: none; color: rgb(51, 51, 51); font-size: 14px;"> </p> <p style="margin: 0px; padding: 5px 0px; border: 0px; font-family: 宋体; list-style-type: none; color: rgb(51, 51, 51); font-size: 14px;"> </p> <p style="margin: 0px; padding: 5px 0px; border: 0px; font-family: 宋体; list-style-type: none; color: rgb(51, 51, 51); font-size: 14px;"><a 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