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</div> <div class="c_content_text"> <div class="c_content_overflow" id="fontzoom"> <p>     <span style="text-align: justify; text-indent: 30pt; font-family: 仿宋; font-size: 15pt;">?/span><span style="text-align: justify; text-indent: 30pt; font-family: 仿宋; font-size: 15pt;"><font face="仿宋">中国</font>ETF产品成立十五周年</span><span style="text-align: justify; text-indent: 30pt; font-family: 仿宋; font-size: 15pt;">之际</span><span style="text-align: justify; text-indent: 30pt; font-family: 仿宋; font-size: 15pt;">?/span><span style="text-align: justify; text-indent: 30pt; font-family: 仿宋; font-size: 15pt;"><font face="仿宋">根据上海证券交易所活动要求,华龙证券公司在</font>2019?1月组织投资者和高校学生举办?ldquo;E呼百?rdquo;——首届ETF知识大赛活动?/span><span style="text-align: justify; text-indent: 30pt; font-family: 仿宋; font-size: 15pt;">公司高度重视、积极组织,</span><span style="text-align: justify; text-indent: 30pt; font-family: 仿宋; font-size: 15pt;">第一时间</span><span style="text-align: justify; text-indent: 30pt; font-family: 仿宋; font-size: 15pt;">对本次活动精心部署、周密安排,</span><span style="text-align: justify; text-indent: 30pt; font-family: 仿宋; font-size: 15pt;"><font face="仿宋">通过</font>OA办公系统发布通知,向所有营业部传达了活动精神,并要求营业部员工进行大力度宣传、推广,动员并号召营业部积极组织开展形式多样、内容丰富的投资者教育宣传活动?/span></p> <p align="justify" class="MsoNormal" style="text-indent:30.1000pt;mso-char-indent-count:2.0000;text-autospace:ideograph-numeric; mso-pagination:none;text-align:justify;text-justify:inter-ideograph;"><b><span style="font-family: 仿宋; font-size: 15pt;">一、关于活动宣传情?/span></b><b><span style="font-family: 仿宋; font-size: 15pt;"><o:p></o:p></span></b></p> <p align="justify" class="MsoNormal" style="text-indent:30.0000pt;mso-char-indent-count:2.0000;text-autospace:ideograph-numeric; mso-pagination:none;text-align:justify;text-justify:inter-ideograph;"><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">1、在活动之初,公司总部第一时间成立了华龙证券ETF知识大赛活动工作群,将全体营业部ETF活动联络人纳入活动群中,通过工作群分享活动宣传资料、安排活动细节,工作群使得总部工作部署与营业部之间的活动取得了有效?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">衔接</span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">,保障了本次活动的顺利进行?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><o:p></o:p></span></p> <p align="justify" class="MsoNormal" style="text-indent:30.0000pt;mso-char-indent-count:2.0000;text-autospace:ideograph-numeric; mso-pagination:none;text-align:justify;text-justify:inter-ideograph;"><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">2?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">公司主要以宣传、推广、传?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">ETF金融知识</span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">为主要目的,通过公司网站、官方微信公众号、投教基地等平台的显著位置推送活动信息,公布活动链接入口和活动海报,制作</span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">ETF知识宣传集锦手册及宣传展架、开展ETF知识讲座?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">“E呼百?rdquo;——ETF知识大赛”</span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><font face="仿宋">进校园、推?/font>ETF投教知识宣传材料等方式,引导投资者了解ETF交易规则、知晓投资风险,以进一步提升活动的宣传实效?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><o:p></o:p></span></p> <p align="justify" class="MsoNormal" style="text-indent:30.0000pt;mso-char-indent-count:2.0000;text-autospace:ideograph-numeric; mso-pagination:none;text-align:justify;text-justify:inter-ideograph;"><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><font face="仿宋">公司制作的宣传海?/font>“</span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">E呼百?rdquo;——ETF知识大赛</span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">”放置于官方网站首页进行滚动播放,作为主要宣传页面进行大力度宣传与推广。还制作了《ETF知识集锦》手册,将涵盖了ETF相关基础知识的手册第一时间分发?/span><span style="font-family: 仿宋; font-size: 15pt;">全公司各营业部,</span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><font face="仿宋">由营业部工作人员和投资者进行面对面的沟通交流,引导投资者了?/font>ETF交易规则?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">了解</span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><font face="仿宋">投资风险。?/font>ETF知识集锦》手册简明扼要地介绍知识的同时又充满趣味,获得了广大投资者的一致好评,投资者纷纷表示《ETF知识集锦》对于参加比赛提供了较大帮助?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><o:p></o:p></span></p> <p align="justify" class="MsoNormal" style="text-indent:30.0000pt;mso-char-indent-count:2.0000;text-autospace:ideograph-numeric; mso-pagination:none;text-align:justify;text-justify:inter-ideograph; mso-list:l0 level1 lfo1;"><!--[if !supportLists]--><span style="font-family:仿宋;font-size:15.0000pt;mso-font-kerning:1.0000pt;">3?/span><!--[endif]--><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">通过公司微信公众号开?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">“E呼百?rdquo;——ETF知识大赛”</span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">专栏,在?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><font face="仿宋">个比赛赛段期间实时发布上交所</font>ETF相关资料,通过各类基础知识的讲解向广大投资者普及ETF基金,提升投资者知识水平和技能,引导投资者树立科学的投资理念,完善投资者对ETF的认知,帮助广大投资者更好地参与进激烈的比赛当中?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><o:p></o:p></span></p> <p align="justify" class="MsoNormal" style="margin-left:0.0000pt;mso-para-margin-left:0.0000gd;text-indent:30.0000pt; mso-char-indent-count:2.0000;text-autospace:ideograph-numeric;mso-pagination:none; text-align:justify;text-justify:inter-ideograph;mso-list:l0 level1 lfo1;"><!--[if !supportLists]--><span style="font-family:仿宋;font-size:15.0000pt;mso-font-kerning:1.0000pt;">4?/span><!--[endif]--><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">公司投资者教育基地积极响应大赛精神,举办了多?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">“E呼百?rdquo;——ETF知识大赛”</span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">进校园活动,分别走进兰州财经大学陇桥学院、兰州城市学院校本部、兰州城市学院东校区以及兰州理工大学技术工程学院等院校,得到了学校领导的大力支持及赞赏,学生对宣讲活动都表现出了浓厚的兴趣和极?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><font face="仿宋">参与热情。各校学生踊跃参与,活动座无虚席。在了解了活动规则与奖励机制后,同学们纷纷拿起手机扫描参与活动,通过参与竞赛活动进一步了?/font>ETF产品的相关知识,进而加深对资本市场的认识?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><o:p></o:p></span></p> <p style="text-align: center;"><img alt="" src="/FthZdrW0wd/sfag/2019/12/201912201549527899.png" style="width: 767px; height: 321px;" /></p> <p style="text-align: center;"><img alt="" src="/FthZdrW0wd/sfag/2019/12/201912201550100557.png" style="width: 756px; height: 493px;" /></p> <p class="MsoNormal"><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">    5、在营业部层面,一方面,通过在营业部现场投教园地张贴ETF宣传海报、摆放宣传展架及宣传资料等醒目的方式,吸引现场投资者踊跃参与答题。同时,利用微信公众号、微信群、朋友圈等媒介、户外宣传、现场讲座等方式组织开展丰富多彩的ETF宣传活动,综合运用线上线下多种渠道和方式,面向投资者做好关于活动规则和奖励等安排的宣传和介绍,广泛引导投资者积极参与知识竞赛活动。另一方面,营业部能够主动、积极与各大高校联系、沟通,争先恐后,竞相走进各大高校进行ETF活动的宣传推广,各学校也对本次活动给予了大力支持?/span></p> <p class="MsoNormal" style="text-align: center;"><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><img alt="" src="/FthZdrW0wd/sfag/2019/12/201912201553385174.png" style="width: 653px; height: 548px;" /></span></p> <p class="MsoNormal" style="text-align: center;"><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><img alt="" src="/FthZdrW0wd/sfag/2019/12/201912201553529904.png" style="width: 666px; height: 462px;" /></span></p> <p class="MsoNormal" style="text-align: center;"><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><img alt="" src="/FthZdrW0wd/sfag/2019/12/201912201554098970.png" style="width: 662px; height: 495px;" /></span></p> <p class="MsoNormal" style="text-align: center;"><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><img alt="" src="/FthZdrW0wd/sfag/2019/12/201912201554367494.png" style="width: 661px; height: 491px;" /></span></p> <p class="MsoNormal" style="text-align: center;"><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><img alt="" src="/FthZdrW0wd/sfag/2019/12/201912201554542678.png" style="width: 658px; height: 607px;" /></span></p> <p class="MsoNormal" style="text-align: center;"><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><img alt="" src="/FthZdrW0wd/sfag/2019/12/201912201555123392.png" style="width: 662px; height: 492px;" /></span></p> <p class="MsoNormal" style="text-indent:30.0000pt;mso-char-indent-count:2.0000;"><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">二、关于活动的组织情况</span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><o:p></o:p></span></p> <p class="MsoNormal" style="text-indent:30.0000pt;mso-char-indent-count:2.0000;"><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><font face="仿宋">本次</font>“E呼百?rdquo;——首届ETF知识大赛活动,我公司共组织活?1场次,其中组织高校数?5家,组织参与学生人数5843人;组织社会公众投资者活?6场,社会公众投资?402人,本次活动达到了预期效果并获得圆满成功?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><o:p></o:p></span></p> <p class="MsoNormal" style="text-indent:30.0000pt;mso-char-indent-count:2.0000;"><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><font face="仿宋">在举办的</font>45?ldquo;E呼百?rdquo;——首届ETF知识大赛进校园活动中,高校主要包括中央财经大学、华中农业大学、西北师范大学、扬州大学、山东财经大学、山东理工大学、青海大学等国内知名学府,活动所到之处皆受到各校学生的热烈追捧,学生们也对此次大赛表现出浓厚的兴趣,丰富的奖项设置及基金公司的实习机会也极大调动了学生的参与热情?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><o:p></o:p></span></p> <p class="MsoNormal" style="text-indent:30.0000pt;mso-char-indent-count:2.0000;"><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><font face="仿宋">对于公众投资者,我公司营业部充分利用现场电视屏、跑马灯滚动播放参赛规则,通过在投教园地增?/font>“ETF知识专栏”、摆放宣传展架及宣传资料、现场讲座、微信公众号、微信群、朋友圈等线下线上活动方式,并利用节假日期间走进当地繁华街道、社区、广场进行实地宣传,组织开展了内容丰富、形式多样的各类宣讲活动,营业部成功吸引了不同群体的投资者的积极参与?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><o:p></o:p></span></p> <p class="MsoNormal" style="text-indent:30.0000pt;mso-char-indent-count:2.0000;"><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;">三、获奖情?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><o:p></o:p></span></p> <p class="MsoNormal" style="text-indent:30.0000pt;mso-char-indent-count:2.0000;"><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><font face="仿宋">本次参赛活动,通过我公司渠道参与答题的公众投资者与高校在校生总人数为</font>2536人,其中53位投资者入围投资者赛道排名前1000名,147位在校生入围高校赛道排名?000名,更有49名同学获得了金额不等的奖金,取得了骄人成绩!本次知识竞赛活动,我公司积极组织、热情参与,在所有参赛券商中,参赛人数及组织参赛学校均名列前茅,在上海证券交易所的参赛评选中,我公司最终获得了上交所颁发?ldquo;ETF知识大赛优秀组织?rdquo;荣誉称号,为活动画上了圆满的句号?/span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><o:p></o:p></span></p> <p class="MsoNormal" style="text-indent:30.0000pt;mso-char-indent-count:2.0000;"><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><font face="仿宋">至此?/font>“E呼百?ETF知识大赛”的活动圆满落幕。我公司将继续开展各类专项投资者教育活动,普及各类金融知识,持续做好投资者服务工作,全面提升广大投资者的金融素养和理性投资的能力,增强投资者的风险防范意识,把投资者教育落到实处,扩大投教的普及范围,帮助更多投资者培养积极向上的理财投资观念、增强自身金融安全意识,为提升国民金融素质、构建和谐稳定的金融环境持续贡献自己的力量?</span><span style="mso-spacerun:'yes';font-family:仿宋;font-size:15.0000pt; mso-font-kerning:1.0000pt;"><o:p></o:p></span></p> <p 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