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</script></span> </div> <div class="c_content_text"> <div class="c_content_overflow" id="fontzoom"> <p> </p> <p class="MsoNormal" style="text-indent:30.0pt;mso-char-indent-count:2.0"><span style="font-size:15.0pt;mso-bidi-font-size:16.0pt;font-family:仿宋">为进一步加强证券监管部门与司法、公安系统的执法协作,有效打击证券期货市场违法犯罪活动,形成投资者保护合力,维护辖区资本市场稳定健康发展,打好防范金融风险攻坚战,由甘肃证监局主办,甘肃证券期货业协会承办的甘肃资本市场多部门合作讲座äº?span lang="EN-US">2019</span>å¹?span lang="EN-US">10</span>æœ?span lang="EN-US">31</span>日下午在兰州举办。甘肃证监局党委委员、纪委书记吴志华,甘肃证监局副巡视员、甘肃证券期货业协会常务副会长兼秘书长陈耔宏,协会副会长韩钢出席会议。来自甘肃省高级人民法院、省司法厅、省公安厅、兰州市中级人民法院等单位业务对口人员近<span lang="EN-US">20</span>人,律师协会从业律师<span lang="EN-US">40</span>多人,辖内会员单位负责人及合规工作负责人è¿?span lang="EN-US">150</span>人以及甘肃证监局相关处室、协会全体工作人员聆听了讲座ã€?/span></p> <p class="MsoNormal" style="text-align: center;"><img alt="" src="/FthZdrW0wd/sfag/2019/11/201911041357534429.jpg" style="width: 551px; height: 254px;" /></p> <p class="MsoNormal" style="text-align: center;"><img alt="" src="/FthZdrW0wd/sfag/2019/11/201911041358082189.jpg" style="width: 553px; height: 553px;" /></p> <p class="MsoNormal" style="text-indent:30.0pt;mso-char-indent-count:2.0"><span style="font-size:15.0pt;mso-bidi-font-size:16.0pt;font-family:仿宋">甘肃证监局纪委书记吴志华致辞。吴书记向与会各方介绍了甘肃资本市场的基本概况,指出,一直以来甘肃证监局坚持监管与服务并重的理念,在严格监管辖区资本市场主体规范运作的同时助力市场做大做强。多年来,监管工作也得到了甘肃省高级人民法院、省司法厅、省公安厅等单位的大力支持,甘肃资本市场总体保持了健康平稳有序的发展态势。近年来,针对市场上出现的新风险、新问题、新挑战,甘肃证监局进一步加强了与三部门的执法合作,通过合作备忘录、会议纪要等多种形式,以联席会议、信息共享、宣传培训等丰富合作渠道,强化合作机制,进一步提升辖区执法力度,强化市场法制建设。年初证监会提出çš?ldquo;四个敬畏、一个合åŠ?rdquo;就是要敬畏市场、敬畏法治、敬畏专业、敬畏风险,发挥各方合力,共同建设规范、透明、开放、有活力、有韧性的资本市场。而敬畏法治是基础,一个合力是保障。实现敬畏法治就需要各方的共同努力:需要市场各参与主体规范自身行为,积极履行法定义务;需要中介机构履职尽责,充分发挥看门人职责;需要监管机构依法行权、依法监管,打造规范、透明的市场环境;同时也需要公安、司法等相关部门对市场监管工作的指导与支持。资本市场是现代金融市场的重要组成部分,具有牵一发而动全身的重要作用,资本市场的平稳健康对金融市场乃至社会稳定都具有极其重要的意义,资本市场的依法治市也是我国依法治国的重要组成部分。今天甘肃资本市场多部门合作讲座正是基于这样的现状而开展的,希望与会各方进一步增进了解,互通有无,加强资本市场执法合作,合力打击证券期货违法犯罪活动,共同维护甘肃资本市场稳定健康发展,打好防范金融风险攻坚战ã€?span lang="EN-US"><o:p></o:p></span></span></p> <p class="MsoNormal" style="text-align: center;"><img alt="" src="/FthZdrW0wd/sfag/2019/11/201911041358250366.jpg" style="width: 553px; height: 553px;" /></p> <p style="text-indent:30.0pt;mso-char-indent-count:2.0;line-height:28.0pt; mso-line-height-rule:exactly;mso-pagination:widow-orphan"><span style="font-size:15.0pt;mso-bidi-font-size:16.0pt;font-family:仿宋">本次讲座邀请到了中国证监会法律部、稽查局长期在法制一线工作的相关专家进行现场授课,他们经验丰富,专业精湛,给与会者带来了长达<span lang="EN-US">4</span>个多小时的扎实授课。陈秋梅讲授的是《证券期货违法案例解析》,通过对操纵市场、内幕交易、欺诈发行等案件详实的描述,解析违法行为的主要类型和适用的法律条款,以及在行政与刑事的衔接中,案件移交、联合打击、优势互补、司法解释、行政认定、案中支持等方面的合作。张朝辉授课内容是《科创板试点注册制相关法律制度解读》,从科创板试点注册制的基本法律依据、制度规则体系,部门规章、规范性文件等做了十分详尽的梳理和讲解,还对参与科创板对律师的要求做了说明,只有更高的标准、更严的要求、更硬的作风才能取得更好的成绩ã€?span lang="EN-US"><o:p></o:p></span></span></p> <p style="text-indent:30.0pt;mso-char-indent-count:2.0;line-height:28.0pt; mso-line-height-rule:exactly;mso-pagination:widow-orphan"><span style="font-size:15.0pt;mso-bidi-font-size:16.0pt;font-family:仿宋">讲座结束已是华灯初上。本次甘肃资本市场多部门合作讲座只是开启了辖区多方联动的又一种新形式。接下来,各方将从自身的业务领域出发,以信息共享促协作升级、以座谈交流促专业互补、以业务培训促能力提升、以专项协作促良性互动,并密切配合,加强联动衔接,定期组织开展互动交流,互相借鉴工作经验,互相提供专业支持,推动多部门合作实现常态化、机制化ã€?span lang="EN-US"><o:p></o:p></span></span></p> <p align="right" style="text-align:right;text-indent:30.0pt;mso-char-indent-count: 2.0;line-height:28.0pt;mso-line-height-rule:exactly;mso-pagination:widow-orphan"><span style="font-size:15.0pt;mso-bidi-font-size:16.0pt;font-family:仿宋">(协会秘书处ï¼?span lang="EN-US"><o:p></o:p></span></span></p> <br /> </div> </div> <div class="contArticle_bot_Artpage"> <span id="pe100_page_contentpage" class="pagecss"></span> </div> <div class="c_contant_end"> 您可以分享或转发本文至: <div class="bdsharebuttonbox"><a href="#" class="bds_more" data-cmd="more"></a><a href="#" class="bds_weixin" data-cmd="weixin" title="分享到微ä¿?></a><a href="#" class="bds_tsina" data-cmd="tsina" title="分享到新浪微å?></a><a href="#" class="bds_tqq" data-cmd="tqq" 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