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<div class="contant_model"> <div class="contant_c contant_c_clear"> <h2 class="title contant_blue">证监会发布今年立法工作计åˆ?力争出台重点项目13ä»?/h2> <div class="contArticle"> <span>作者:佚名</span> <span>来源:本站整ç?/span> <span>发布时间ï¼?019å¹?3æœ?6æ—?/span> <span>点击数: <script language="JavaScript" type="text/JavaScript" src="/Common/GetHits.aspx?id=13310"></script> </span> <span>ã€?a href="/User/Content/Favorite.aspx?Action=add&Id=13310">收藏</a>ã€?/span> <span>ã€?a href="/Print.aspx?id=13310">打印文章</a>ã€?/span> </span> <span><span id="content_AdminEdit"></span> <script type="text/javascript"> function CheckAdminStatus(id) { var x=new AjaxRequest('XML',''); x.para = ['itemId='+id]; x.post('admineditcheck','/ajax.aspx',function(s) { var xml = x.createXmlDom(s); var status = xml.getElementsByTagName("status")[0].firstChild.data; if(status=='OK') { var managedir = "/Common/GetContentEdit.aspx?itemId=13310" ; document.getElementById("content_AdminEdit").innerHTML = "ã€?a href='" + managedir + "' 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document.getElementById("content_signin").innerHTML = "【已签收ã€?; break; case "NotSignined": document.getElementById("content_signin").innerHTML = "【签收失败ã€?; break; case "SigninOutTime": document.getElementById("content_signin").innerHTML = "【已过签收截止时间ã€?; break; } } ); } GetContentSigninStatus('13310'); </script></span> </div> <div class="c_content_text"> <div class="c_content_overflow" id="fontzoom"> <p style="text-align: center;"><span style="font-size:20px;">证券时报记è€?易永è‹?/span></p> <p><span style="font-size:20px;">  在昨日举行的证监会例行发布会上,发言人高莉表示,为进一步做å¥?019年证券期货监管规章等立法工作,完善证券期货监管法律实施规范体系,加强市场基础制度建设,依法推进资本市场长期稳定健康发展,证监会于近日印发äº?019年度立法工作计划,对2019年全年的立法工作做了总体部署。其中包括科创板相关的多项试行办法ã€?/span></p> <p><span style="font-size:20px;">  2019年,证监会拟制定、修改的规章类立法项目合è®?8件,其中,列å…?ldquo;力争年内出台的重点项ç›?rdquo;13件,列入“需要抓紧研究、择机出台的项目”15件ã€?/span></p> <p><span style="font-size:20px;">  具体包括,进一步落实创新驱动发展战略,增强资本市场对提高关键核心技术创新能力的服务水平,制定《科创板首次公开发行股票注册管理办法(试行)》《科创板上市公司证券发行注册管理办法(试行)》《科创板上市公司持续监管办法(试行)》ã€?/span></p> <p><span style="font-size:20px;">  高莉表示,为推进资本市场改革发展,构建资本市场对外开放新格局,力争年内公开发布《股权众筹试点管理办法》《上市公司实施员工持股计划管理办法》《合格境外机构投资者及人民币合格境外机构投资者境内证券期货投资管理办法》,加快推进《非上市公众公司监督管理办法》修订工作ã€?/span></p> <p><span style="font-size:20px;">  在规范市场主体行为,完善市场机制方面,力争年内完成《证券期货市场评论信息管理暂行办法》《证券经纪业务管理办法》《公开募集证券投资基金信息披露管理办法》《期货公司监督管理办法》《债券质押式回购交易管理办法》《私募投资基金监督管理暂行办法》的制定、修改,抓紧研究并择机出台《全国中小企业股份转让系统挂牌公司信息披露管理办法》《证券基金经营机构董事、监事、高级管理人员及从业人员监督管理办法》《证券公司业务牌照管理办法》《证券投资基金管理公司管理办法》《证券投资基金销售管理办法》《证券基金投资咨询业务管理办法》《期货公司董事、监事和高级管理人员任职资格管理办法》ã€?/span></p> <p><span style="font-size:20px;">  为切实强化法治政府建设,深入推进依法行政,还将积极研究制定《证券期货市场监督管理措施实施程序规定》《证券期货违法行为行政处罚办法》ã€?/span></p> <p><span style="font-size:20px;">  在加强金融风险防范,强化内部控制建设方面,力争年内完成《期货交易所管理办法》修订工作,持续推进《指数管理办法》《证券登记结算管理办法》《证券结算风险基金管理办法》《证券基金经营机构内部控制管理办法》《期货公司子公司管理办法》立法进程ã€?/span></p> <p><span style="font-size:20px;">  高莉指出,除了上述规章项目外ï¼?019年证监会还将继续配合支持全国人大有关部门做好《证券法》修改、《期货法》制定、《刑法》修改、《公司法》修改等工作;配合国务院有关部门做好《私募投资基金管理暂行条例》《上市公司监督管理条例》制定等工作;配合有关司法机关做好相关证券期货领域司法解释立法工作;结合科创板试点注册制和《证券法》修订,证监会将积极开展对现有规章、规范性文件等制度规则体系的梳理、完善工作ã€?/span></p> <p> </p> <p><span style="font-size:20px;">  高莉表示,目前,立法工作计划正在有序执行中。其中,《科创板首次公开发行股票注册管理办法(试行)》《科创板上市公司持续监管办法(试行)ã€?件规章已正式发布施行,其他立法项目也正在按计划推进ã€?/span></p> </div> </div> <div class="contArticle_bot_Artpage"> <span id="pe100_page_contentpage" class="pagecss"></span> </div> <div class="c_contant_end"></div> </div> </div> <!--主体中部结束--> </div> </div> <div class="footer_bg"> <div class="layout"> <!--网站底部--> <div class="footer"> <div class="copyright">甘肃省证券期货业协会/甘肃省上市公司协ä¼?主办 《甘肃证券市场》期刊发行部 甘肃证券期货业协会|甘肃上市公司协会网站 版权所æœ?/div> <div class="copyright"><script src="/Analytics/CounterLink.aspx?Style=all"></script></div> <div class="copyright"> 协会地址:兰州市城关区张掖路延寿å·?号基隆大厦Aåº?å±?01å®?电话/传真ï¼?+86)0931-8478467 邮编730000 网站备案号:陇ICPå¤?0200071å?/div> </div> </div></div> <a 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